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I had an unusual circumstance happen to me this week. I had earlier refereed a paper for a top journal. For the first draft, I recommended a fair number of changes, but I felt that if they were all made, publication would be appropriate. There was also another referee, who opined that the subject matter of the article was not important enough for the journal.

The authors revised the manuscript and resubmitted it. The associate editor sent it back to the same two referees. The other referee basically did not budge, still saying that it was not worth publishing. I, on the other hand, recommended moving forward with publication, provided the authors made one more change. It was something that I had mentioned in my first report as well, and it represents a genuine error that really needs to be fixed.

At this point, faced with conflicting reviews (and possibly after a request from the authors), the associated editor sent the paper out to a third reviewer. Just the other day, I got a communication from the editor that he had decided to accept the paper. Included were the current manuscript version, the authors' responses to my second report, and the positive report from the third referee.

What struck me was that the authors had not fixed the mistake that I had pointed out in my first two reports. The response in their resubmission letter to it seemed to have completely missed the point. I was puzzled about what to do at this point. Eventually, I decided to shoot off a letter to the associate editor, reminding him that the authors had not actually addressed my one remaining objection.

I'm still not sure whether this was an appropriate thing to do. I apologized in advance and said it might be none of my business in the letter. I do have a pretty good relationship with this associate editor; he sends me a lot of papers and had nominated me for a refereeing award. I guess that, apart from what opinions I hear here, I will find out what he think of my writing to him.

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    Yes, it's appropriate, and the worst thing that can happen is that your advice will be of ignored. You are clearly trying to do your job as referee as conscientiously as possible even when that means going the extra mile. I can see why you got recommended for a refereeing award.
    – Dan Romik
    Commented Sep 15, 2017 at 0:29
  • @DanRomik Sounds like an answer. Commented Sep 15, 2017 at 1:03
  • @zibadawatimmy thanks, I was afraid someone would say that... It's kind of a borderline case, but I decided it's more of a comment than an answer so I'd prefer to keep it that way.
    – Dan Romik
    Commented Sep 15, 2017 at 1:06
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    I always wondered how some papers, that obviously still contain easy to find errors, could have made it through peer review. Thanks for showing me that it doesn't always have to be the reviewers fault.
    – Dirk
    Commented Sep 15, 2017 at 7:16
  • Out of curiosity: does the journal charge authors for publication?
    – Cape Code
    Commented Sep 18, 2017 at 7:16

1 Answer 1

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As I have now heard back from the associate editor, I can give an answer to my own question.

The editor was quite appreciative of my note. Here is what he wrote back to me:

Thank you for your note. I am sorry that we did not realize that the authors have not satisfactorily answered to the criticism in your second report. If you can send us quickly a note that we can forward to the authors, we will have them take it into account before proceeding with publication.

I quickly put together a detailed explanation of what was still wrong with the manuscript and sent it back to the editor. I'm not sure precisely how things will proceed from here, but I am gratified that I apparently did the right thing.

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    Good to know that there are editors doing editorial work.
    – PsySp
    Commented Sep 17, 2017 at 22:44

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