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A colleague of mine identified a research gap / problem and reviewed a manuscript of mine addressing said problem. Otherwise, he/she had no other contribution to the conceptualization and execution of the solution and to the writing of the paper.

Does he/she deserve authorship? I don't believe so but I have acknowledged his/her contributions in the acknowledgements section. If this is not standard practice in science, I am more than happy to include his/her name in the list of authors.

  • 3
    Is the colleague pressuring you to be listed as an author? – Buzz Dec 22 '16 at 13:57
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    Not really, but I was wondering if it was the right thing to do. – Frustrated_Student Dec 22 '16 at 15:35
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    In mathematics, it is very common to have something to the effect of "The authors wish to thank Prof. X for introducing the central question of the article to them." in the acknowledgements. Or the introduction may start by "During [Famous Conference/private communication], Prof. X raised the question that...". Prof. X is usually not a coauthor in these cases. – Taladris Dec 23 '16 at 1:45
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Identifying a research gap and reviewing a manuscript does not seem to warrant authorship to me.

Things would be different if your colleague had also worked with you in designing the study, experiment or research project to address the gap she or he identified. Or if your colleague had written part of the manuscript, say the summary of the existing state of the art.

Different disciplines have wildly different conventions on what constitutes enough contribution to warrant authorship. For instance, the American Psychological Association offers resources and a helpful scorecard. At the first link, we find:

An author is considered anyone involved with initial research design, data collection and analysis, manuscript drafting, and final approval. However, the following do not necessarily qualify for authorship: providing funding or resources, mentorship, or contributing research but not helping with the publication itself.

This does not seem to cover your colleague's contribution under the specific conventions in psychology.

I suggest you look over the websites of associations in your field, and/or of relevant journals/conferences, perhaps the venue where you are considering submitting your work. There may be similar resources specific to your field.

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    It sounds strange to me that writing a summary of the existing state of the art would warrant authorship. I could understand if the article were a review paper, but a research one? – Frustrated_Student Dec 22 '16 at 12:04
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    I wouldn't say that writing a single section of the paper would be enough. But where I come from (psychology, one of the two hats I wear), the introduction section does represent quite a lot of work, since you do need to find, read, synthesize, sort and summarize all the relevant previous literature. If you look at that APA scorecard, writing the introduction has quite a high weight. Again, it should not be an author's only contribution. – S. Kolassa - Reinstate Monica Dec 22 '16 at 12:30
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Stephan Kolassa's answer is sound general advice.

However, let me add two more points:

  • For papers with multiple authors I like a contributions section where each author lists their contributions to the paper. If the contribution sounds embarrassingly small, that's an answer to the authorship question. On the other hand, you may be astonished how much other people did contribute.

    Having the contributions spelled out makes me personally more lenient in the question of co-authorship, because editor and readers then have direct information on the contributions. (In one of our papers, an editor actually reordered the author list because of how important they judged the contributions.)

  • For the specific question, both "identified a research gap" and "did a review of the manuscript" can range anywhere from clearly not deserving authorship to major contribution:

    • identify research gap may be "I have a problem. Could anyone please solve it for me?" or it may be "I know this-and-that method from field A and have been looking into how field B uses that other method to do ... Taken together, those two approaches should work for solving our problem C, because ..." which may already be an outline of the idea behind the solution.
    • Internal review can also range from reading and spotting the 3 leftover typos over critically reading and not finding points to improve because the paper is already very good to major work in spotting scientifically weak points and making the paper understandable to the intended audience (I've been internally reviewing a manuscript and in the end became coauthor after spending in total an amount of time on that manuscript comparable to what I need for writing a paper of my own).
      Also, personally I would consider it a similar contribution if someone "just" asks the 5 right critical questions right to the point within a couple of minutes compared to someone spending weeks and tons of emails in groping around the same issues but unable to express themselves clearly.
  • @StephanKolassa: thanks for the edit and please excuse me for mis-spelling your name. – cbeleites supports Monica Dec 22 '16 at 12:51
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    HAH! It's true that sometimes a reviewer can actually contribute enough to be a co-author. However, I have encountered this situation for an external reviewer. It is obviously not appropriate to identify and include him in the author list so all I could do was acknowledge his contributions in the acknowledgement sections. – Frustrated_Student Dec 22 '16 at 13:02
6

Science is clearly a collaborative effort, and it is often difficult to claim with absolute certainty the contribution of everyone for a project involving several people.

Furthermore, academic stinginess (even if well meant) in my opinion never moves you and your research field of interest far away, by limiting constructive interactions.

Accordingly, if the identification of the research gap proved momentous and if the manuscript revision consisted in a genuine effort to contribute to the work, then I would definitely think this colleague qualifies as an author.

Whilst journals today have explicit and somewhat crude criteria for authorship, scholarly endeavors should ideally be based on ongoing efforts to maximize participation and inclusion.

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    There is a difference between stinginess on the one hand, and certain minimal standards in recognizing contributions. The only person who can "maximize participation" is the (potential) author him- or herself... and I certainly don't want to "maximize inclusion" by indiscriminately adding authors that did not offer a genuine scholarly contribution, however one wants to define it. – S. Kolassa - Reinstate Monica Dec 22 '16 at 12:36
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    @StephaKolassa I understand your concern. The words "identifying a research gap" are actually criptical, as is "reviewing the manuscript". From my part, I can simply tell you that the more people out there than can identify research gaps for my and review my manuscripts, the merrier. – Joe_74 Dec 22 '16 at 13:05
2

I find the subject very arbitrary, so here is my opinion based on my experience while working in different labs and cultures.

Although there are guidelines about who should be an author, like the ones mentioned in other answers, I find the practises by different labs/PIs to vary very much. Besides, these guides are just recommendations that researchers tend to follow or not.

Take this example.

The ICMJE recommends that authorship be based on the following 4 criteria:

Substantial contributions to the conception or design of the work; or the acquisition, analysis, or interpretation of data for the work; AND Drafting the work or revising it critically for important intellectual content; AND Final approval of the version to be published; AND Agreement to be accountable for all aspects of the work in ensuring that questions related to the accuracy or integrity of any part of the work are appropriately investigated and resolved.

So, if we follow these guidelines, any co-author should have substantial contribution to the conception or design of the work or analyse the data or interpret the data.

Then it is required to participate in the draft. Either by writing and/or by reviewing it substantially.

Then to approve the manuscript and finally to be responsible for all its contents.

The first two are the actual contribution, the last two is the acceptance of the responsibilities that derive from having your name (or your signature) on a document: Do you approve the publication as ready? Can you stand for it and defend it?

Now, approving it might be a big deal in a way. To what extend should you agree with all the findings? (that can be an opinion based question to pose one day in SE). I can be almost certain that I know of people that are co-authors because they did contribute, although they don't necessarily know what is the paper about or they can't defend all of its aspects (e.g. in a interdisciplinary study, how can you defend a method that a colleague performed and you are not an expert on it or how can you defend a whole paper when your contribution was on a specific part of it).

But back to the first two: these are the questions you have to answer. It is about the contribution to the results and contribution to the draft. The question for you would be, the identified gap, was it significant enough to justify a change in the concept or the design of the project? If yes, then your colleague could deserve a co-authorship.

Next, did the reviewing of the manuscript require and offer significant intellectual input? If yes, you can cross this requirement also.

And the other two is questions your colleague has to answer if the first two are fulfilled.

In summary, the requirements recommended by the journals or other associations are a little arbitrary and ambiguous, I believe on purpose, because every study is special, every collaboration unique and every contribution, honestly, quite subjective. If you feel the contribution changed the way you saw your data and the input improved substantially the quality of your manuscript, then a co-authorship should be offered.

PS. I can't find it now, but I remember colleagues gossiping about paper(s) where the contribution of some of the co-authors was to be present in the project meeting and it was supposed to be written in the "contributions" field.

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