4

For some positions and activities, a Habilitation is required in countries like France and Germany. My crude understanding is that in Germany, but not in France, one needs to write a special thesis for this. I was wondering, if a university wants to hire an eminent researcher to a senior position (say a Professor in Germany), but this researcher comes from a different system where there is not comparable Habilitation, how do they address this requirement?

Can they easily award a Habilitation with a job offer? Or get an exception to the Habilitation requirement? (Also, will a Habilitation from France count in Germany, or vice versa?)

  • A German habilitation is not necessarily a "second thesis". It is becoming relatively common to submit cumulative habilitations, which are really just a handful of papers you have published (and note that they don't have to all be single-authored) plus an introduction explaining how they fit together and what their overall contribution to your field is. If the search committee is particularly picky about the "equivalent qualifications" that Christian Clason mentions below, this is a kind of habilitation that can be thrown together in a cinch (provided obviously that you have the publications). – Koldito Apr 28 '15 at 8:53
  • @Koldito True, but by the time the hiring committee has decided to be picky about your application, it is already too late. If you apply without a habilitation, you should explicitly state in your application letter precisely what you would like to be considered as equivalent qualification; then the burden is on the committee to decide not to regard it as equivalent. (Not that it's a large burden, mind you, but every bit can help.) – Christian Clason Apr 28 '15 at 9:36
  • 1
    I've been told by a German professor that having tenure at a U.S. university would be considered equivalent to Habilitation in the German university system. – Andreas Blass Oct 14 '15 at 16:18
4

Your question mentions both activities and job offers, for which the situation is slightly different. This answer is specific to Germany, and from the perspective of Mathematics. (The formal structure is the same in other disciplines, but how it is handled in practice can differ significantly.)

Regarding activities: What a habilitation confers is the so-called venia docendi, the right to teach at the university. The two main consequences are

  1. The right to give lectures at the department.

  2. The right to supervise PhD students in your own name (i.e., not just be co-supervisor together with some other full professor).

While the first line is somewhat blurred in practice (for example, the department can give you a teaching assignment for a lecture even without habilitation; on the other hand, the right to choose your lectures to teach is somewhat less useful if the department decides that those lectures will not count toward your teaching quota, so it would have to be on top of your regular duty of four classes per week), the second to my knowledge is hard.

These rights are automatically conferred to full professors upon instatement, so the practical role of habilitation is a sort of promotion inside a department from postdoc to assistant professor (a role that is supposed to be supplanted by the junior professorship). There is also a formal procedure for transferring your habilitation from one (German) university to another. I believe it's also possible to get a foreign habilitation acknowledged and transferred, but that is more involved. The rights and requirements for a habilitation and the rules for the procedures are university or department policy.

It also plays a role in appointments for a full professor position. In Germany, the relevant requirement in job offers is usually worded as "habilitation or equivalent qualification". The latter option is routinely used for foreign candidates or younger researchers they want to fast-track. If this is done, it is part of the duty of the hiring committee (and in case of candidates that make it to the short list, the external reviewers) to explicitly state which contributions were considered as equivalent qualification. This could be a direct foreign equivalent (such as the French habilitation or the Russian Doctorate), a series of high-impact papers, a published monograph (or particularly nice textbook) or successful direction of PhD students. The requirement is also routinely waived for candidates already holding a tenured position (including junior professors after a positive evaluation), the "equivalent qualification" presumably being having received tenure in the first place. As I wrote above, instatement as a full professor automatically confers the venia docendi, so formally this makes sense (at least within the German system.) The legal framework here is somewhat more difficult; schools and universities are the responsibilities of the state, not of the federal government, and the autonomy granted to the universities differs from state to state. In general, the requirements for a full professor position are set down in state law ("Landeshochschulgesetz", usually in the exact form I stated). The decision of the hiring committee, including the recognition of equivalent qualifications, has to be passed on to and sanctioned by the department, university board and (depending on the state) the ministry.

  • Thanks. My question was predicated on a couple of sentences from the Wikipedia article: The award of the French Habilitation is a strict requirement for supervising PhD students and applying for Professeur position, as well as In order to hold the rank of Professor within the German system, in some scientific branches it is still necessary to have attained the Habilitation, but perhaps these sentences should be interpreted somewhat liberally. – Kimball Apr 28 '15 at 8:22
  • The sentences are correct as stated; my point was that it is up to the hiring committee to interpret them (in some case liberally, in other cases less so). My answer was focusing on the position aspect since that seemed to be your main question; the activities aspect is slightly different. I you wish, I can expand on this a bit. – Christian Clason Apr 28 '15 at 8:32
  • In that case, I'm a little confused---is it a federal law to have a Habilitation for certain things (which I guess would be inflexible, though perhaps not enforces) or a university requirement (which might be flexible)? – Kimball Apr 28 '15 at 8:38
  • And as for activities, yes, I'm interested to know what the difference is. When I asked the question, I had assumed that whatever hurdle a "foreign" senior researcher would need to get the job in the first place would also cover the ability to do activities like supervising. – Kimball Apr 28 '15 at 8:40
  • My thesis supervisor (in Canada) applied to be a professor in France a few years ago, and despite the fact that he did not hold an Habilitation, he was told that he was eligible, basically because of being an associate professor here and having supervised a number of PhD students before. So it appears that the requirement as stated in Wikipedia is not strict. I could go change it right now, but I feel the WP police will change it back because I don't have a source to cite :-). – user3780968 Apr 28 '15 at 21:18

Your Answer

By clicking “Post Your Answer”, you agree to our terms of service, privacy policy and cookie policy

Not the answer you're looking for? Browse other questions tagged or ask your own question.