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In my institute, it is necessary for a Ph.D student to publish two research papers in SCI or SCIE journals to become eligible for Ph.D.

Although it is not a sufficient condition, but it is the only key task and the remaining tasks need only the presence of student.

I observed some students (infact very few) completing the process of publishing papers in first 2-3 semesters and does his/her own work independent of Ph.D , such as preparing for competitions, jobs etc., in remaining 3-8 semesters.

Is it ethical to take stipend without doing any actual work?

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    Ministry pays the stipend. Their guidelines says that 2 papers are mandatory, 3 years is minimum and 5 years is maximum. Not subjected to any performance conditions @henning
    – hanugm
    Commented Mar 21, 2019 at 12:38
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    Let me flip this question around: would it be ethical to produce no publishable output for the first 3-8 semesters, and only fulfill the stipend requirements in the final 2-3 semesters? Commented Mar 21, 2019 at 13:28
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    Is it ethical to receive a raise after doing good work? Rereading the question, your real issue is with others, having met the criteria, not working hard enough in your opinion. However, the opinion that counts is the funding source, not you. If they are satisfied, then it is OK.
    – Jon Custer
    Commented Mar 21, 2019 at 13:41
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    I have a hard time believing the premise here - students actually manage to produce enough content for a PhD in 2-3 semesters and then are allowed by their advisors to hang around on a stipend for 3-8 additional semesters (without publishing, presumably?). I'm not buying either part of this, sorry.
    – xLeitix
    Commented Mar 21, 2019 at 14:37
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    In this case, "using rules to get advantages" just sounds like abiding by rules which provide advantages to the student. I think it is unethical to rescind a stipend unless a student is breaking the terms of their contract.
    – AninOnin
    Commented Mar 21, 2019 at 18:47

3 Answers 3

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Whether this is appropriate ("ethical") or not depends on the applicable rules.

As per your comment, the funding agency's guidelines don't make the stipend conditional on any performance criteria beyond the two published papers. They also provide for a maximum duration of five years within which the stipend can be consumed.

Producing the papers during the first two or so years and consuming the stipend for the remaining time while advancing one's career in other ways (publishing more, writing grant proposals and applications...) doesn't contradict the applicables rules. It's perfectly appropriate, and perhaps even expected behavior.

If it were not, the agency could have attached further conditions to the continued payment of the stipend, it could have limited the payment to the time that is actually needed to publish the two papers and graduate, or it could have introduced regular performance reviews.

Aside: Most likely, if you graduate early, you will not consume the entire stipend but rather prepare for the job market and move on. Living on a stipend is not terribly attractive, and climbing to a more prestigious position, or one with better research opportunities, is a good career move. The agency will probably also have an interest in their alumni succeeding, "even" if this means paying out the full stipend they promised and budgeted for.

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In general it is ethical to take something that is offered in such a situation. The people paying the stipend have a say in where the money goes. I assume that they are aware of the situation and that no one is defrauding the institutions.

In fact, this is probably viewed as a positive situation; an encouragement to work hard from the very beginning. Working on his/her own work is a positive, not a negative thing. It benefits the institution if such students produce more work, making them more desirable in the job market later.

The willingness to keep paying students may also recognize the difficulty of obtaining permanent positions in some fields and wanting to give their students an advantage in finding the right employment.

Since the flow of money is controlled by others, who have their own incentives, and since it is carried out in the open, I see no ethical conflict on the part of the students.

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My point of departure is that (as you also seem to be implying) your stipend is a salary that you're paid to conduct research work at your university - in a position of a junior researcher, who needs supervision and whose employment has an aspect of study and training. For political reasons, graduate student-researchers are not recognized as employees in some countries and some universities around the world, while in others - they are.

So, to rephrase your question: Is it ethical for you to continue taking your salary for a longer period of time even though you're finished with your duties, for which you were getting that salary?

I would have liked to say: Take the salary while you're continuing to do work. It doesn't matter if it's useful for your dissertation; if you're doing research, or research-peripheral activity that promotes science - you've earned your salary.

But I could also say this: You're underpaid anyway; and - if it would have taken you longer than the expected time, your funding would have ended and you would still have needed to finish up. So, you're taking less time - it's difficult to fault you for waiting our your funding period.

Which of these is the valid moral judgement? A tough call. I'll say take the high road: Do meaningful work and keep your salary/stipend.

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